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Compliance Officer

Ensures organizations follow laws, regulations, and internal policies — prevents legal violations.

Did you know?

Under Europe's GDPR, a company can be fined up to 20 million euros or 4% of its worldwide yearly turnover, whichever is bigger.

How subjects help

A famous name

Cynthia Cooper: Led the internal audit team that uncovered a $3.8 billion accounting fraud at WorldCom in 2002.

Try it yourself: Find the mistake in the accounts

  1. Add up the costs yourself. Does your total match the one written down?
  2. Look at the receipt numbers. Has anything been counted twice?
  3. Check every item against the rule on the card. Does anything break it?
  4. Write a short, polite note explaining what you found and what should be fixed.

Auditors, tax advisers and compliance officers check records against the real receipts and the rules, and explain clearly what needs fixing.

Also try: Run a mini survey.

Known for it in

USA, UK, Germany, Singapore, Switzerland

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